Legal
Securities & Platform Disclosures
Effective Date: October 13, 2026
The following disclosures apply to Levrae content and features involving capital formation, private companies, investment opportunities, capital providers, matching, diligence, transaction workflows or related information.
1. Platform Role
Levrae is a business technology and enterprise-infrastructure platform. Levrae may provide software, data organization, enterprise-readiness tools, analytics, workflow management, verification support, permissioned data rooms, matching based on user-selected or objective criteria, professional coordination and access-routing functionality.
2. No General Offer or Solicitation by Website Content
General website content, educational materials, company profiles, opportunity summaries and platform descriptions are provided for informational purposes and are not, by themselves, an offer to sell or a solicitation of an offer to buy any security. Any actual offer or sale of securities must be made through the applicable issuer’s authorized offering materials and in compliance with federal and state securities laws.
3. Broker-Dealer and Intermediary Activities
Activities such as soliciting investors, participating in securities transactions, negotiating transactions, receiving transaction-based compensation, or operating certain securities trading or crowdfunding functions can trigger broker-dealer, funding-portal or other regulatory requirements. Where an activity requires registration, licensing or an exemption, the activity must be performed by or through the appropriately registered, licensed or exempt party identified for that transaction. Unless expressly disclosed for a specific activity, Levrae should not be understood to be acting as a registered broker-dealer, securities exchange, alternative trading system or Regulation Crowdfunding funding portal.
4. No Investment-Adviser Relationship
Levrae’s platform tools, scores, analytics, matching criteria, educational content and automated outputs are not intended to constitute individualized investment advice or a recommendation to buy, sell or hold a security. Unless expressly stated in a separate written agreement with a properly registered or exempt investment adviser, no investment-advisory relationship is created by use of the Services.
5. Matching Is Not a Recommendation
Levrae may match or rank businesses, opportunities, professionals or capital sources using objective criteria, user preferences, eligibility attributes, business characteristics, mandate parameters, readiness data or other inputs. A match, ranking, score or introduction does not mean that Levrae recommends, endorses or has independently determined that a transaction or investment is suitable, appropriate, fair or advisable.
6. Investor Eligibility and Accredited Investor Status
Some private offerings may be available only to accredited investors or other eligible persons. Eligibility standards vary by exemption and transaction. Users are responsible for providing accurate information, and issuers or regulated intermediaries may require additional verification. Access to information does not establish eligibility to invest.
7. Private Investment Risk
Private securities and private-company investments are speculative and involve substantial risk, including illiquidity, loss of principal, limited information, valuation uncertainty, dilution, business failure and restrictions on transfer. Past performance, projections, scores, valuations or estimates do not guarantee future results.
8. Issuer Responsibility
Issuers and businesses are responsible for the accuracy, completeness and legality of their offering and business information. Unless expressly stated, Levrae does not independently audit, certify or guarantee every statement, valuation, projection, credential, financial record or diligence item submitted by users or third parties.
9. Due Diligence
Users must conduct their own diligence and obtain independent legal, tax, accounting, financial and investment advice before entering any transaction. Access to a data room, verification status or professional report should not be interpreted as a guarantee against fraud, error or loss.
10. No Custody or Deposit Representation
Unless specifically disclosed for a particular product or transaction, Levrae does not take custody of investor funds or securities, does not act as a bank or depository institution, and does not guarantee settlement or return of capital. Any escrow, custody, banking or payment function is governed by the terms of the identified third-party provider.
11. No Secondary Market Representation
Unless specifically implemented through an appropriately regulated venue, Levrae does not represent that securities displayed or facilitated through the platform can be freely traded or resold. Private securities may be subject to significant transfer restrictions.
12. Third-Party Regulated Firms
Broker-dealers, investment advisers, banks, custodians, attorneys, accountants, insurers and other regulated professionals participating in a workflow remain subject to their own regulatory duties and engagement terms. Their presence on or connection to Levrae does not make them agents of Levrae unless expressly agreed in writing.
13. Forward-Looking Information
Projections, forecasts, expected returns, enterprise-value estimates, financing scenarios, growth assumptions and other forward-looking information involve uncertainty and may differ materially from actual results. Users should not place undue reliance on such information.
14. Conflicts and Compensation
Parties participating in Levrae-related workflows may have economic interests, fees, referral arrangements or other conflicts. Material conflicts and transaction-specific compensation should be disclosed where required by law or applicable agreement. Users should review the transaction-specific disclosures before making a decision.
15. Jurisdictional Restrictions
Not all Services, opportunities or transactions are available in every jurisdiction. Levrae and participating parties may restrict access based on location, investor status, offering exemption, licensing, sanctions, anti-money-laundering requirements or other legal considerations.
16. No Government Approval
Neither the Securities and Exchange Commission nor any state securities regulator approves or endorses private offerings, issuers, investments, platform scores or Levrae by virtue of a filing, exemption, registration of another party or regulatory status. Any statement to the contrary is unlawful or misleading.
17. Definitive Documents Control
If platform content conflicts with an issuer’s executed offering documents, subscription materials, definitive transaction documents or disclosures provided by a regulated intermediary, the applicable definitive documents control.
Legal and privacy inquiries: legal@levrae.com